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Readiness guide · EU novel food

Novel Food Status Readiness for Supplement Ingredients (EU)

Check each new ingredient against the 1997 test, keep the evidence and use authorised novel foods only under their listed conditions.

5 min readFor supplement brands, ingredient suppliers and regulatory teams placing new ingredients on the EU market
Operator in hooded coverall, face mask, safety glasses and blue gloves scooping green botanical powder from a fibre drum into a sample cup beside a tablet on a stand

In Short

  1. 1Cut-off date: 15 May 1997.
  2. 2Unsure? Consult the Member State.
  3. 3Use only on Union list terms.
Free guide35 pages · Online & printable · 4 worksheets · 21 primary sources · opens online

The Dietary Supplement Operations Guide

What the label says. What the batch proves.

What's inside
  • The rules and who decides
  • Specification to finished batch
  • Test, review, investigate
Get the supplement guide

We ask for your name and email so we can handle this request. The full guide then opens on this site, ready to translate, print or save. Privacy policy. Practical orientation, not legal advice; your quality unit decides which rules apply.

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The Dietary Supplement Operations Guide

What the label says. What the batch proves.

QualityTraceabilityPerformance
Contents
  1. What makes a food novel
  2. Your duty to check status
  3. The Union list and its conditions
  4. Authorisation and the traditional food route
  5. Keeping a status file per ingredient
  6. Questions
Contents
  1. What makes a food novel
  2. Your duty to check status
  3. The Union list and its conditions
  4. Authorisation and the traditional food route
  5. Keeping a status file per ingredient
  6. Questions

Under Regulation (EU) 2015/2283, a food not used for human consumption to a significant degree in the Union before 15 May 1997 that falls in a listed category is a novel food. It may be sold only if authorised and on the Union list, under the listed conditions of use and labelling. Supplement ingredients such as new botanical extracts, algae and microbial ingredients often need this check. Orientation, not legal advice. Sources checked 4 Oct 2026.

01

What makes a food novel

Article 3(2)(a) defines a novel food as one not used for human consumption to a significant degree within the Union before 15 May 1997 that also falls in at least one listed category. Categories include new or intentionally modified molecular structures; food from microorganisms, fungi or algae; food from material of mineral origin; food from plants or animals, with exceptions for a history of safe food use; cell or tissue cultures; food from new production processes that significantly change composition; engineered nanomaterials; and vitamins or minerals from new processes.

Status check (Article 3(2)(a))

QuestionIf yes
Significant EU human consumption before 15 May 1997?Not novel; keep the evidence
Falls in a listed category (algae, new process, culture...)?Likely novel; check Union list
Excluded (GM, enzyme, additive, flavouring)?Other rules apply
Still unsure?Consult Member State of first placing (Art. 4(2))
  • Significant EU human consumption before 15 May 1997?
    If yes
    Not novel; keep the evidence
  • Falls in a listed category (algae, new process, culture...)?
    If yes
    Likely novel; check Union list
  • Excluded (GM, enzyme, additive, flavouring)?
    If yes
    Other rules apply
  • Still unsure?
    If yes
    Consult Member State of first placing (Art. 4(2))
Simplified; read the full definition.
More on what makes a food novel

Article 2(2) excludes, among others, GM foods, enzymes, additives and flavourings under their own rules.

02

Your duty to check status

Article 4(1) puts the first responsibility on the food business operator: verify whether the food you intend to place on the market falls within the regulation. Where you are unsure, Article 4(2) requires you to consult the Member State where you first intend to place it, providing the information needed for a determination.

More on your duty to check status

Article 4(4) leaves procedural detail to implementing acts, which were not reviewed here. Evidence of use before 1997 typically includes dated product lists, invoices, recipes and catalogues showing consumption to a significant degree in the Union, not use only in supplements unless that is what the record shows.

03

The Union list and its conditions

Article 6(2) says only novel foods authorised and included in the Union list may be placed on the market, as such or in or on foods, in line with the conditions of use and labelling requirements in the list. For a supplement brand, that means checking the entry's specification, permitted food categories, maximum levels and any labelling statement before formulation, then holding supplier specifications that match.

More on the Union list and its conditions

The Union list itself sits in a separate implementing regulation that was not opened for this guide; read the current consolidated entry for each ingredient.

04

Authorisation and the traditional food route

Article 10 starts authorisation either on the Commission's initiative or with an application. Applicants who hold new proprietary scientific data may ask for five years of data protection under Article 26, subject to the conditions there.

More on authorisation and the traditional food route

For a traditional food from a third country, Article 14 lets an applicant notify instead of applying, with composition, country of origin, documented data on history of safe food use in a third country and proposed conditions of use. The later steps of the Article 14 route, including objections, were not opened here, so check them before planning timelines.

05

Keeping a status file per ingredient

For each ingredient, keep a file showing who checked status, the date, the evidence relied on and the conclusion. Include the supplier's specification and manufacturing process, since a new process can change status.

Worked example: status file NF-221 (algal extract)

0 of 6 in place
Invented example.
More on keeping a status file per ingredient

Record the Union list entry and conditions where authorised, or the Member State consultation where status was unclear. Review the file when a supplier, source material or process changes. Qualified people reach and sign the conclusion; software can keep the evidence together and show revision history, but it does not decide whether a food is novel.

How V5 supports this

V5 keeps supplier specifications, status files and formula versions with revision history. Qualified people reach and sign each status conclusion.

  • Approved Supplier ListSupplier specifications by ingredient.
  • Document controlStatus files with revision history.
  • FormulationFormula versions linked to ingredients.

Questions

What is the cut-off date?

15 May 1997. A food used for human consumption to a significant degree in the Union before that date is not novel under Article 3(2)(a).

Who decides whether an ingredient is novel?

The food business operator verifies status first (Article 4(1)). If unsure, it consults the Member State of first placing (Article 4(2)). The Commission may also decide by implementing act (Article 5).

Can we use an authorised novel food freely?

Only under the conditions of use and labelling set in its Union list entry (Article 6(2)). Check the specification and permitted uses for each entry.

Is there a simpler route for foods eaten safely outside the EU?

Article 14 allows notification of a traditional food from a third country, with documented history of safe food use, instead of a full application.

Industry
  • Dietary Supplements

Practical orientation, not legal advice. Rules differ by jurisdiction; your quality and compliance team decides what applies.

Keep reading

  • EU 10/2011 Plastics Food Contact: Union List, Migration Limits and the Declaration of Compliance
  • EU Food Supplements Directive 2002/46/EC: Composition and Labelling
  • EU PPWR & EPR Readiness for Supplement Packaging Design
  • Pet Food and Animal Food cGMP Readiness: 21 CFR 507
  • Medical Food or Supplement? The US Definition and Label Exemption
  • 21 CFR 111 Readiness: Identity, Master and Batch Records
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Page version 1.3· Last revised 4 Oct 2026