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Compliance · The complete guide

ALCOA+Attributable, Legible, Contemporaneous, Original, Accurate — plus Complete, Consistent, Enduring, Available

In short

ALCOA stands for attributable, legible, contemporaneous, original (or a true copy) and accurate. MHRA's 2018 GxP data integrity guidance (§3.10) defines the '+' as complete, consistent, enduring and available, and says expectations are the same whichever acronym is used.

Read the full summary

FDA's 2018 drug CGMP Q&A uses ALCOA.

Sources checked 2026-10-05 · AI editorial check against MHRA's 2018 GxP data integrity guidance, FDA's 2018 data integrity Q&A and the 21 CFR 211 sections it cites; no human expert review recorded
On this page
  1. 01The five ALCOA attributes and where U.S. drug CGMP rules state them
  2. 02All nine attributes in practice
  3. 03Original records, true copies and printouts
  4. 04Worked example
  5. 05Where ALCOA breaks
  6. 06Questions to ask a system supplier
  7. 07Where V5 fits
On this page · 7 sections
  1. 1The five ALCOA attributes and where U.S. drug CGMP rules state them
  2. 2All nine attributes in practice
  3. 3Original records, true copies and printouts
  4. 4Worked example
  5. 5Where ALCOA breaks
  6. 6Questions to ask a system supplier
  7. 7Where V5 fits
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01The five ALCOA attributes and where U.S. drug CGMP rules state them

FDA's footnote maps each attribute to drug CGMP sections. The table shows those citations; it is not a full list of obligations.

AttributeMeaningCFR sections FDA cites
AttributableWho did it is recorded211.101(d), 211.122, 211.186, 211.188(b)(11), 212.50(c)(10)
LegibleReadable and permanent211.180(e), 212.110(b)
ContemporaneousRecorded at the time of performance211.100(b), 211.160(a)
Original or true copyFirst capture, or a verified copy211.180, 211.194(a)
AccurateCorrect and checked211.22(a), 211.68, 211.188, 212.60(g)

02All nine attributes in practice

MHRA §3.10 says ALCOA was historically regarded as defining data quality suitable for regulatory purposes and the '+' was added to emphasise the requirements; there is no difference in expectations whichever acronym is used. MHRA §6.1 gives the meanings below. The 'What to look for' column is practical interpretation, not regulatory text.

AttributeMHRA §6.1 meaningWhat to look for
AttributableAttributable to the person generating the dataIndividual accounts; automated entries traced to their source device
LegibleLegible and permanentReadable for the whole retention period; corrections leave the original visible
ContemporaneousRecorded at the time of the activityTime stamps from a controlled clock; no end-of-shift entry
OriginalOriginal record (or certified true copy)First capture kept; dynamic records kept dynamic
AccurateAccurateChecks, calibrated instruments, reviewed calculations
CompleteThe data must be whole; a complete setRepeats, failures and metadata kept, not just the passing result
ConsistentThe data must be self-consistentDates, sequences and units agree across the record
EnduringDurable; lasting throughout the data lifecycleBackups and archives that can still be read
AvailableReadily available for review or inspection purposesRetrievable in human-readable form when asked

MHRA §§6.5–6.6 places these within data governance across the whole lifecycle — generation, processing, use, retention, archive and destruction — with senior management accountable and staff trained to report errors and omissions.

03Original records, true copies and printouts

A printout is not automatically invalid. FDA's 2018 Q&A Q10 says a paper printout or static record may satisfy retention requirements if it is the original record or a true copy — for example from a pH meter or balance that creates a printout as the original. MHRA §6.2 agrees: for basic equipment that stores no electronic data, the printout is the raw data.

Dynamic records are different. Q10 says some instrument records — FDA's example is an FT-IR spectral file that can be reprocessed — are dynamic, and a static printout does not preserve the complete original. Q9 says electronic true copies are acceptable if they preserve the content and meaning of the original, including metadata and its static or dynamic nature. MHRA §6.2 says information captured in a dynamic state should remain available in that state.

04Worked example

  • Attributable: a weight is captured under the operator's own login, not a shared account.
  • Contemporaneous: the weight is recorded when weighed, not at shift end.
  • Original: the balance reading is captured directly, so no transcription.
  • Accurate: an out-of-tolerance weight is flagged for a person to act on, not overwritten.
  • Complete: a repeat weighing keeps both readings and the reason, not only the last one.
  • Enduring and available: the record and its audit trail can still be retrieved and read at inspection years later.

05Where ALCOA breaks

  • Backdated entries or pre-filled forms.
  • Corrections that obscure the original value.
  • Unverified 'true copies' of electronic data.
  • Signatures applied by someone other than the performer.

06Questions to ask a system supplier

  • Which entries are captured directly from instruments, and how is the source device recorded?
  • When a value is corrected, can a reviewer see the original, the new value, who changed it and why?
  • Are failed and repeated results kept alongside the accepted one?
  • How are records exported as true copies, with their metadata, for inspection?
  • How long can archived records be retrieved and read, and who tests that?

07Where V5 fits

V5 lists an immutable audit trail (ALCOA+), direct device capture from paired scales, and Part 11 e-signatures. Customers decide which records and processes are in scope, write the procedures and approve the outcomes; using V5 does not by itself establish compliance or a validated state. IQ/OQ documentation and validation support are offered on the Enterprise plan; the customer performs PQ and owns validation and approvals.

Frequently asked questions

Q.Is ALCOA+ in the CFR?+

No. The CFR contains the underlying requirements. FDA's 2018 Q&A uses ALCOA; MHRA's 2018 guidance (§3.10) defines the '+' as complete, consistent, enduring and available.

Q.Does ALCOA apply to paper records?+

Yes. The attributes apply to CGMP data whatever the medium.

Q.Is a paper printout ever acceptable as the record?+

Yes, when it is the original record or a true copy — for example from a balance that only prints. It is not enough for dynamic records, such as reprocessable instrument files (FDA 2018 Q&A Q10).

Q.What does contemporaneous mean?+

Recorded at the time the activity is performed, as 21 CFR 211.100(b) requires for production and process control.

Q.Can software make records ALCOA+ on its own?+

No. Controls help, but procedures, training and people's review determine whether records are trustworthy.

Primary sources

  • MHRA — GXP Data Integrity Guidance and Definitions, Revision 1 (March 2018, PDF)
  • FDA — Data Integrity and Compliance With Drug CGMP: Q&A (Dec 2018, PDF)
  • 21 CFR Part 211 (eCFR)

Further reading

  • Data integrity
    The wider principle.
  • Audit trail
    Supports attributable and original.
  • Batch record
    Where ALCOA is tested daily.
  • Data integrity software
    How V5 supports it.
Software that covers ALCOA+
V5 Ultimate (21 CFR Part 11)
V5 Ultimate gives FDA-regulated manufacturers bound e-signatures, an audit trail, authority checks and printed-copy controls. An…
V5 Ultimate (FDA Compliance)
V5 Ultimate is a single-platform FDA compliance system for US manufacturers regulated under 21 CFR — pharma (210/211), medical…
V5 Ultimate (GMP)
V5 Ultimate is a full-lifecycle GMP platform for US and international manufacturers — cGMP under 21 CFR 210/211, EU GMP Parts…
V5 Ultimate GxP Software
Part 11 and Annex 11 controls, audit trails and validation evidence your QA team reviews and approves. IQ/OQ support is available…

Explore this topic

ALCOA+ sits inside 2 overlapping topic clusters in our glossary. Every neighbour is one click away.

Part 11 & data integrity
24 related entries

Electronic records, signatures, audit trail and ALCOA+ data-integrity principles.

21 CFR Part 11EU Annex 11E-signatureTwo-person e-signatureAudit trailData integrityCSVCSAGAMP 5IQ / OQ / PQURSFSDSDQPPQVMPAnnex 15Traceability MatrixSSO / SAMLRBACSOC 2HIPAAChange controlDocument control
Blood, tissue & cellular therapies
19 related entries

HCT/Ps, blood cGMP, donor eligibility, ISBT 128 labeling and forward-tracing lookback.

21 CFR 127121 CFR 606HCT/PISBT 128AABB StandardsAATB StandardsLookbackDonor eligibilityBirth tissueCell & gene therapy manufacturingQP releaseConditional releaseDeviationCAPANCRChange controlDocument control21 CFR Part 11Audit trail
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Back to glossary
Where this term comes up
Reference materials
Inside V5
  • → 21 CFR Part 11 — signatures and audit history your team can validate.
Regulatory anchors
  • MHRA GxP Data Integrity Guidance 2018 §3.10, §6.1
  • FDA Data Integrity Q&A 2018
  • 21 CFR 211
Related terms
  • → Data integrity
  • → 21 CFR Part 11
  • → EU Annex 11
  • → Audit trail
  • → E-signature
  • → Two-person e-signature
  • → CSV
  • → CSA
  • → GAMP 5
  • → IQ / OQ / PQ
  • → URS
  • → FS
  • → DS
  • → DQ
  • → PPQ
  • → VMP
  • → Annex 15
  • → Traceability Matrix
  • → SSO / SAML

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